Securities Law

SUO has expertise relating to capital market activities across public offerings; rights issues; equity shares, offshore bonds and private placement of bonds; acquisitions and takeover regulations; listing and delisting; advisory services to listed companies; advisory work for securities market intermediaries; statutory and regulatory compliance, registrations with the Securities and Exchange Board of India (SEBI); and litigation before SEBI, the Securities Appellate Tribunal and related litigation before the High Courts and Supreme Court of India.

SUO advices and aids clients/companies on planning for an offering, structuring and product choice and provide support at all stages. It advises and aids the Clients on the entire proceedings before the regulators, including exemption applications, informal guidance, responding to enquiries and investigations, show-cause notices and other proceeding. It also advises on matters related to classification, de-classification and liabilities of promoters, listing regulations, mutual funds, insider trading regulations, mutual funds, wealth management, etc. Assistance relating to forming internal compliance mechanism relating to anti-money laundering.

Relevant Experiences:

Some of the notable Legal Work under this practice area are as hereunder:
  1. Causing the initiation of investigation into the case of insider trading in Larsen and Turbo.
  2. Causing the investigation into the outcome of investigation of Joint Parliamentary Committee in the case of UTI scam
  1. Advising Supreme Infrastructure India Limited (SIIL) on issues concerning its financial restructuring and thereby succeeding in securing a loan of approximately 2200 Crores.
  2. Advising PACL on its various cases pending before SEBI relating to an amount for approximately 50,000 Crores.

Insights